Robo-advisors (Record no. 6634)
[ view plain ]
| 000 -LEADER | |
|---|---|
| fixed length control field | 03381nam a22004217c 4500 |
| 001 - CONTROL NUMBER | |
| control field | 00006634 |
| 003 - CONTROL NUMBER IDENTIFIER | |
| control field | ES-MaONT |
| 005 - DATE AND TIME OF LATEST TRANSACTION | |
| control field | 20220805062554.0 |
| 008 - FIXED-LENGTH DATA ELEMENTS--GENERAL INFORMATION | |
| fixed length control field | 210706s2021 lu ||||fr||||i00| 0 eng d |
| 020 ## - INTERNATIONAL STANDARD BOOK NUMBER | |
| International Standard Book Number | 978-92-846-8301-7 (print) |
| 020 ## - INTERNATIONAL STANDARD BOOK NUMBER | |
| International Standard Book Number | 978-92-846-8302-4 (PDF) |
| 024 ## - OTHER STANDARD IDENTIFIER | |
| Source of number or code | doi |
| Standard number or code | 10.2861/7328 | QA-09-21-242-EN-C |
| 024 ## - OTHER STANDARD IDENTIFIER | |
| Source of number or code | doi |
| Standard number or code | 10.2861/88874 | QA-09-21-242-EN-N |
| 040 ## - CATALOGING SOURCE | |
| Original cataloging agency | ES-MaONT |
| 100 1# - MAIN ENTRY--PERSONAL NAME | |
| Personal name | Maume, Philipp |
| 9 (RLIN) | 5116 |
| 245 10 - TITLE STATEMENT | |
| Title | Robo-advisors |
| Remainder of title | : How do they fit in the existing EU regulatory framework, in particular with regard to investor protection? |
| Statement of responsibility, etc. | / Author: Philipp Maume ; this document was requested by the European Parliament's committee on Economic and Monetary Affairs (ECON). |
| 260 ## - PUBLICATION, DISTRIBUTION, ETC. | |
| Place of publication, distribution, etc. | Luxembourg : |
| Name of publisher, distributor, etc. | European Parliament, Policy Department for Economic, Scientific and Quality of Life Policies Directorate-General for Internal Policies, |
| Date of publication, distribution, etc. | June 2021 |
| 300 ## - PHYSICAL DESCRIPTION | |
| Extent | 53 p. : |
| Other physical details | graf. ; |
| Dimensions | 1 documento PDF |
| 336 ## - CONTENT TYPE | |
| Content type term | texto (visual) |
| Source | isbdcontent |
| 337 ## - MEDIA TYPE | |
| Media type term | electrónico |
| Source | isbdmedia |
| 338 ## - CARRIER TYPE | |
| Carrier type term | recurso en línea |
| Source | rdacarrier |
| 500 ## - GENERAL NOTE | |
| General note | En la cubierta: "Study Requested by the ECON committee" |
| 504 ## - BIBLIOGRAPHY, ETC. NOTE | |
| Bibliography, etc. note | Bibliografía: p. 50-53 |
| 520 ## - SUMMARY, ETC. | |
| Summary, etc. | This study analyses if and to what extent the current EU legal framework provides effective investor protection for customers of robo-advisors. It puts emphasis on structural conflicts of interests, the difficulties presented by the supervision of algorithms, and potential threats to the stability of the financial system. The aim of this analysis is to outline the nature of robo-advisors in a broad sense, including an overview of the main business models, such as (semi) automated investment advice alone or mixed models, i.e. in combination with portfolio management and/or order execution platforms/brokerage service, whether automated or not; to map the current robo-advisory landscape, in terms of size and trends of the market, based on available data and research; to give a brief overview of the potential benefits and risks brought by robo-advisors, in particular specific emerging risks and opportunities linked to the use of artificial intelligence (AI), machine learning, and Big Data, in this sector; to provide an analysis of how robo-advisors fit into the existing EU framework, and in particular identify key challenges with its application to robo-advisors as well as potential gaps, with a particular focus on investor protection and financial stability; and to provide an analysis of whether the current EU framework is sufficient to address the specific risks and challenges brought by robo-advisors or whether it needs to be reformed. If necessary and appropriate, make policy recommendations on additional measures to put in place. |
| 650 #7 - SUBJECT ADDED ENTRY--TOPICAL TERM | |
| Topical term or geographic name entry element | Economía digital |
| Source of heading or term | |
| 9 (RLIN) | 2223 |
| 653 ## - INDEX TERM--UNCONTROLLED | |
| Uncontrolled term | Business models |
| 653 ## - INDEX TERM--UNCONTROLLED | |
| Uncontrolled term | EU |
| 653 ## - INDEX TERM--UNCONTROLLED | |
| Uncontrolled term | Financial stability |
| 653 ## - INDEX TERM--UNCONTROLLED | |
| Uncontrolled term | IA |
| 653 ## - INDEX TERM--UNCONTROLLED | |
| Uncontrolled term | Legislation |
| 653 ## - INDEX TERM--UNCONTROLLED | |
| Uncontrolled term | Machine learning |
| 653 ## - INDEX TERM--UNCONTROLLED | |
| Uncontrolled term | Market development |
| 653 ## - INDEX TERM--UNCONTROLLED | |
| Uncontrolled term | MiFID2 |
| 653 ## - INDEX TERM--UNCONTROLLED | |
| Uncontrolled term | Transformación digital |
| 710 1# - ADDED ENTRY--CORPORATE NAME | |
| Corporate name or jurisdiction name as entry element | Parlamento Europeo. |
| Subordinate unit | Dirección General de Políticas Internas. |
| -- | Departamento de Políticas Económicas, Científicas y de Calidad de Vida |
| 9 (RLIN) | 5045 |
| 856 4# - ELECTRONIC LOCATION AND ACCESS | |
| Uniform Resource Identifier | https://www.europarl.europa.eu/RegData/etudes/STUD/2021/662928/IPOL_STU(2021)662928_EN.pdf |
| Nonpublic note | Abierto |
| Link text | Acceso al documento |
| Electronic format type | |
| 942 ## - ADDED ENTRY ELEMENTS (KOHA) | |
| Koha item type | Informes |
| Source of classification or shelving scheme | Other/Generic Classification Scheme |
| Withdrawn status | Lost status | Damaged status | Not for loan | Collection code | Koha itemnumber | Home library | Current library | Shelving location | Date acquired | Total Checkouts | Barcode | Date last seen | Price effective from | Koha item type | Public note |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Acceso libre online | Colección digital | 7578 | CDO | CDO | 06/07/2021 | 1000020176827 | 06/07/2021 | 06/07/2021 | Informes |